Regulatory
We have extensive experience in relation to the supervision and regulation of financial institutions by the Financial Services Authority.
Our regulatory team provides advice to a broad range of regulated clients, from nationally recognised institutions to high-street retailers. We provide advice in relation to:
- establishing and structuring a regulated business
- financial product distribution and financial promotions
- outsourcing
- compliance issues (such as treating customers fairly and consumer credit rules)
- data protection
- regulatory investigations
- developments in regulation
- anti-money laundering and
- the acquisition or disposal of regulated businesses.
Our team also provides advice in relation to other areas of regulation, including the regulation of the legal profession by the Legal Services Board as well as the regulation of:
- medical practitioners
- veterinary clinics and
- dental practitioners.
For further information please contact one of the team.